Rule 144A

Results: 189



#Item
151Financial regulation / Finance / Stock market / New Deal / Securities / Securities Act / Rule 144A / Shelf registration / Security / United States securities law / Financial economics / United States Securities and Exchange Commission

Christopher M. Capone, CFA Executive Vice President & Chief Financial Officer March 16, 2011

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Language: English - Date: 2011-03-17 13:36:47
152Government / Corporate crime / U.S. Securities and Exchange Commission / Economy of the United States / Mary Schapiro / Securities and Exchange Commission / Securities Act / Rule 144A / Naked short selling / United States securities law / Financial regulation / United States Securities and Exchange Commission

DARRELL E. ISSA. CALIFORNIA CHAIRMAN DAN BURTON. INDIANA JOHN L. MICA, FLORIDA TODD RUSSE LL PLATTS, PENNSYLVANIA MICHAEL A. TURNER, OHIO

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Language: English - Date: 2012-12-03 09:33:51
153Financial economics / 73rd United States Congress / Finance / SEC filings / Stock market / Shelf registration / Securities Act / Rule 144A / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / Financial regulation

OglethorpePower An tv1ernhersllip COfporation March 28,2011

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Language: English - Date: 2011-03-29 09:53:30
154Stock market / Investment / United States securities law / Financial regulation / Regulation D / Securities Act / Qualified institutional buyer / Rule 144A / Accredited investor / Financial economics / United States Securities and Exchange Commission / Finance

Sally Braeuer Villanova University School of Law November 27, 2012 Elizabeth M. Murphy, Secretary Securities and Exchange Commission

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Language: English - Date: 2012-11-28 11:32:43
15573rd United States Congress / Stock market / Finance / Financial regulation / Securities / Shelf registration / Securities Act / Rule 144A / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Financial economics

McGuireWoods LLP One James Center 901 East Cary Street Richmond, VA[removed]Phone: [removed]

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Language: English - Date: 2011-03-29 09:39:43
15673rd United States Congress / Financial economics / Finance / Stock market / Rule 144A / Securities Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Security / United States Securities and Exchange Commission / United States securities law / Financial regulation

Microsoft Word - Release No[removed]_3_.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-08-02 15:22:05
157Finance / United States securities law / United States Securities and Exchange Commission / Corporate finance / 73rd United States Congress / Securities Act / Rule 144A / Initial public offering / Security / Stock market / Financial economics / Investment

Request for an Order ofExemption under Section 11(d)(1) ofthe Securities Exchange Act of 1934 pursuant to Section 36(a) ofthe Securities Exchange Act of 1934

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Language: English - Date: 2013-11-07 11:06:20
158Financial economics / Finance / 73rd United States Congress / Stock market / Securities Act / Securities Exchange Act / Commodity Futures Modernization Act / Rule 144A / Securities regulation in the United States / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2009-06-30 16:02:36
15973rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Form 144 / Rule 144A / United States securities law / United States Securities and Exchange Commission / Financial regulation

Trading Suspension; Sure Trace Security Corporation

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Language: English - Date: 2005-08-03 09:10:26
16073rd United States Congress / Securities Exchange Act / Finance / Financial system / Securities and Exchange Commission / Form 144 / Rule 144A / United States securities law / United States Securities and Exchange Commission / Financial regulation

Suspension of Trading: Puda Coal, Inc.

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Language: English - Date: 2011-08-19 16:54:50
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